Service Charge--SECURITIES SERVICE CHARGES(Shanghai-HK connect)

Item

Non E-Channel/

E-Channel

Minimum / Maximum Charge

Remarks

Trading-related Services

Brokerage fee-Normal Customer

           -Elite Customer

           -Fortune Customer

           -PB Customer

0.25%

0.20%

Non E-Channel: RMB150

E-Channel: RMB70

Charge on transaction amount

0.20%

0.18%

0.18%

0.16%

0.168%

0.15%

Handling Fee

0.00341%

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Charge on transaction amount    (Charged by SSE )

Securities Management Fee

0.002%

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Charge on transaction amount    (Charged o by CSRC)

Transfer Fee

0.003%

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Charge on transaction amount per side    (0.001% Charged by China Clear & 0.002%  Charged by HKSCC)

Stamp Duty

0.05%

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Charge on transaction amount

(Charged by SAT, Sell Order Only)

Nominee Services and Corporate Actions

Collection Fee (Cash)

1% of amount collected

Min. RMB 30

Cash Dividend

Min. RMB 30 /Max RMB 10,000

Cash Offer, Exercise of Warrants(Cash Settle)

0.5% of amount collected

Min RMB 60/ Max RMB 2,500

Privatization

Collection Fee (Securities through CCASS)

RMB 2 per board lot

Min. RMB 20

Max RMB3,000

Scrip Dividend, Bonus /Rights/Warrants Issue

Others

RMB 2 per board lot

Min. RMB 50/ Max RMB3,000

Rights Issue (Taking up the rights)；Share Consolidation/Splitting；Exercise of Warrants

(not included CCASS and third party charges)

Account Maintenance

Custody Fee

HKD 60 to be charged as at 1st June and 1st December per year.

Reprint Daily or Monthly

Statement

Within 1 year RMB 30； 2) Over 1 year RMB 60 per month or per statement

Stock Balance or Account Confirmation Fee

HKD150 per confirmation

Reissue Pin Code

RMB 10 per request

Retrieve tape recording record

RMB 100 per request

Internet Stock Quote

General Customer: 388 times /month; Elite/Fortune/PB Customers : 688 times/month, we will charge HK$0.10 for each additional quote.  Minimum HK$5.00, maximum HK$1,000

Scrip Handling and Settlement-related Services(Through CCASS)

SI Deposit Fee

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Withdrawal Fee

RMB5 per board lot，additional charge of 0.08% base on market cap

RMB 100 for each stock

Charged by each stock, include CCASS and Registration Fee

Fees and taxes to be confirmed with the relevant regulators/ authorities:

New CCASS Fee

A new fee for providing depository and nominee services to CPs for SSE Securities, subject to SFC’s approval

Charged HKSCC

Dividend Tax

Applicable to cash dividend and bonus issue, subject to clarification with SAT

Charged by SAT

Capital Gain Tax

Applicable to share disposal, subject to clarification with SAT

Charged by SAT